-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SywUFXsO91SbaEo3iTiG5c5MsT8guTqYAKwvq+wfcVYeU9ejKpTctegobvHHb4BI /BWa4fXLedUzzpSw41QiWw== 0000950168-96-002477.txt : 19961224 0000950168-96-002477.hdr.sgml : 19961224 ACCESSION NUMBER: 0000950168-96-002477 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19961223 SROS: NONE GROUP MEMBERS: BARRY HALPERIN GROUP MEMBERS: HALCO INDUSTRIES INC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HMG COURTLAND PROPERTIES INC CENTRAL INDEX KEY: 0000311817 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 591914299 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-32993 FILM NUMBER: 96684736 BUSINESS ADDRESS: STREET 1: 2701 S BAYSHORE DR CITY: COCONUT GROVE STATE: FL ZIP: 33133 BUSINESS PHONE: 3058546803 MAIL ADDRESS: STREET 1: 2701 S BAYSHORE DRIVE STREET 2: 2701 S BAYSHORE DRIVE CITY: COCONUT GROVE STATE: FL ZIP: 33133 FORMER COMPANY: FORMER CONFORMED NAME: HMG PROPERTY INVESTORS INC DATE OF NAME CHANGE: 19880215 FORMER COMPANY: FORMER CONFORMED NAME: HOSPITAL MORTGAGE GROUP INC DATE OF NAME CHANGE: 19810818 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HALCO INDUSTRIES INC CENTRAL INDEX KEY: 0001017926 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 441 SOUTH FEDERAL HIGHWAY CITY: DEERFIELD BEACH STATE: FL ZIP: 33441 BUSINESS PHONE: 4079890382 SC 13D 1 SC13D HALCO INDUSTRIES, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 16)* HMG COURTLAND PROPERTIES, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 404232-10-1 (CUSIP Number) GERALD F. ROACH SMITH, ANDERSON, BLOUNT, DORSETT, MITCHELL & JERNIGAN, L.L.P. P.O. BOX 2611, RALEIGH, NORTH CAROLINA 27602 (919) 821-6668 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) DECEMBER 18, 1996 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [_]. Check the following box if a fee is being paid with the statement [_]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). NOTE: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON HALCO INDUSTRIES, INC. 04-224-1978 - ------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------- 4 SOURCE OF FUNDS* N/A - ------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [X] - ------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION MASSACHUSETTS - ------------------------------------------------------------------- 7 SOLE VOTING POWER -0- NUMBER OF _______________________________________________ SHARES 8 SHARED VOTING POWER 66,600 BENEFICIALLY _______________________________________________ OWNED BY 9 SOLE DISPOSITIVE POWER -0- EACH _______________________________________________ PERSON 10 SHARED DISPOSITIVE POWER 66,600 - ------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 66,600 - ------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [X] - ------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.7% - ------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO - ------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! 2 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON BARRY STEVEN HALPERIN ###-##-#### - ------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------ 4 SOURCE OF FUNDS* N/A - ------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [X] - ------------------------------------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - ------------------------------------------------------------------ 7 SOLE VOTING POWER 66,900 NUMBER OF ______________________________________________ SHARES 8 SHARED VOTING POWER 66,600 BENEFICIALLY ______________________________________________ OWNED BY 9 SOLE DISPOSITIVE POWER 66,900 EACH ______________________________________________ PERSON 10 SHARED DISPOSITIVE POWER 66,600 - ------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 133,500 - ------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - ------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 11.4% - ------------------------------------------------------------------ 14 TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! 3 ITEM 1. SECURITY AND ISSUER. This Amendment No. 16 to the Statement on Schedule 13D (the "Schedule") of the undersigned relates to the Common Stock of HMG Courtland Properties, Inc., (the "Company"), whose principal executive offices are located at 2701 South Bayshore Drive, Coconut Grove, Florida 33133. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. Item 5 of the Schedule is amended by deleting the third paragraph thereof and inserting the following: The Halperin Group as a group beneficially owns 133,500 shares, or 11.4% of the Company's outstanding Common Stock. Barry S. Halperin shares voting and dispositive power with Halco with respect to the 66,600 shares held by Halco and has sole voting and dispositive power with respect to the 66,900 shares he owns individually. Halco shares voting and dispositive power with Barry S. Halperin with respect to the 66,600 shares it owns. Since the filing of Amendment No. 15 to the Schedule 13D, Barry S. Halperin has sold shares of Common Stock in the following transactions:
Transaction No. of Price Per Share Date Type Shares Excluding Commissions ---- ---- ------ --------------------- 12/6/96 Open Market 300 $5.75 12/6/96 Open Market 500 $5.625 12/9/96 Open Market 700 $5.50 12/11/96 Open Market 900 $5.50 12/17/96 Open Market 5,000 $5.375 12/18/96 Open Market 5,200 $5.125 12/19/96 Open Market 1,000 $5.00 12/20/96 Private Sale 30,000 $5.00 to Company
4 SIGNATURE After reasonable inquiry and to the best of each of such person's knowledge and belief, each of the undersigned certifies that the information set forth in this Statement is true, complete, and correct. Dated: December 23 1996 HALCO INDUSTRIES, INC. By /s/ Barry S. Halperin Title President /s/ Barry S. Halperin Barry S. Halperin 5 -----END PRIVACY-ENHANCED MESSAGE-----